sincLLM operator guide · input contract
Agent Action Gate Input Contract: Required Fields, Rejection Rules, and Handoff
Define the minimum input record and deterministic rejection rules before a pre-action evidence and authority gate for agent tool use begins.
The direct answer
Define the minimum input record and deterministic rejection rules before a pre-action evidence and authority gate for agent tool use begins. The working output is A versioned input-contract table with required fields, validation rules, owners, and rejected-example fixtures.
For Agent Action Gate, the bounded capability is a pre-action evidence and authority gate for agent tool use. Begin only when the team can supply the agent codebase, environment configuration, authority policy, and synthetic normal and failure cases. The documented delivery target is a deployed pre-action gate verified in the buyer's environment; anything broader requires a new scope and a new authority decision.
The copyable input contract
This input contract is for teams that need an agent to name its intended state change, consequence ceiling, permitted actions, and completion evidence before a tool runs. It begins with the agent codebase, environment configuration, authority policy, and synthetic normal and failure cases and stays inside the documented workflow: start-state capture, intended end state, consequence classification, admissible action set, evidence requirements, deny or escalate behavior, execution, and closeout. For Agent Action Gate, the input contract remains reviewable because its decisions have named owners, evidence fields, and stop conditions.
Copy this Agent Action Gate table into an intake form or machine-readable schema. Its validation column answers whether an input is usable for a pre-action evidence and authority gate for agent tool use; its rejection column prevents an incomplete record from entering execution as though it were approved.
| Field | Purpose | Validation rule | Owner | Rejection behavior |
|---|---|---|---|---|
request_id | A stable identifier for this bounded request | Non-empty and unique within the run | task owner | Reject duplicate or missing IDs |
intended_outcome | Define the minimum input record and deterministic rejection rules before a pre-action evidence and authority gate for agent tool use begins. | Names one observable decision or artifact | task owner | Reject broad or outcome-guaranteeing language |
input_boundary | the agent codebase, environment configuration, authority policy, and synthetic normal and failure cases | Source, owner, freshness, and permitted use are recorded | task owner | Hold when access or provenance is absent |
workflow_scope | start-state capture, intended end state, consequence classification, admissible action set, evidence requirements, deny or escalate behavior, execution, and closeout | Every included stage is named; exclusions stay visible | human approver | Reject silent scope expansion |
acceptance_evidence | all required fields exist before tool selection, authority and consequence checks fail closed, synthetic unauthorized actions are denied, done evidence is externally observable, and exceptions route to a named human decision | Each criterion maps to an observable check | human approver | Return NOT_TESTED when the check cannot run |
failure_fixtures | start state inferred instead of observed, consequence ceiling written after action selection, tool permission confused with business authority, done evidence defined as the agent's own confidence, and unknown actions allowed by a broad fallback | At least one safe negative case exists | human approver | Reject a success-only test set |
handoff | Owner: human approver; deliverable: a deployed pre-action gate verified in the buyer's environment | Recipient, format, expiry, and reopen trigger are explicit | human approver | Do not release an ownerless artifact |
Example record
{
"contract_version": "1.0",
"request_id": "ART-20-01-EXAMPLE",
"intended_outcome": "Define the minimum input record and deterministic rejection rules before a pre-action evidence and authority gate for agent tool use begins.",
"input_boundary": "the agent codebase, environment configuration, authority policy, and synthetic normal and failure cases",
"authority": "named owner approval required for consequences outside this artifact",
"acceptance_status": "NOT_TESTED",
"reopen_if": "start state inferred instead of observed"
}
Contract decision
A record is admitted only when every required field is present, its source is named, and the human approver can run the associated check. It is held when a missing fact could be supplied without changing scope. It is rejected when the requested effect exceeds the authority of the recorded owner or asks this product to promise an outcome outside its boundary.
Run the workflow as a sequence of decisions
The Agent Action Gate input contract follows this working sequence: start-state capture, intended end state, consequence classification, admissible action set, evidence requirements, deny or escalate behavior, execution, and closeout. Within this artifact, each phrase marks a state boundary for a pre-action evidence and authority gate for agent tool use. A stage output becomes the next named input, while a failed, missing, or unavailable check keeps the dependent input contract decision closed.
| Step | Decision owner | Observable criterion | Evidence to retain | Counterexample policy |
|---|---|---|---|---|
| 1 | task owner | All required fields exist before tool selection. | Direct observation or test bound to the current artifact | Run a safe negative fixture from the separate failure register; do not infer a one-to-one mapping by list position. |
| 2 | agent platform owner | Authority and consequence checks fail closed. | Direct observation or test bound to the current artifact | Run a safe negative fixture from the separate failure register; do not infer a one-to-one mapping by list position. |
| 3 | security owner | Synthetic unauthorized actions are denied. | Direct observation or test bound to the current artifact | Run a safe negative fixture from the separate failure register; do not infer a one-to-one mapping by list position. |
| 4 | tool owner | Done evidence is externally observable. | Direct observation or test bound to the current artifact | Run a safe negative fixture from the separate failure register; do not infer a one-to-one mapping by list position. |
| 5 | human approver | Exceptions route to a named human decision. | Direct observation or test bound to the current artifact | Run a safe negative fixture from the separate failure register; do not infer a one-to-one mapping by list position. |
Separate failure register
FAIL-01: Start state inferred instead of observed.FAIL-02: Consequence ceiling written after action selection.FAIL-03: Tool permission confused with business authority.FAIL-04: Done evidence defined as the agent's own confidence.FAIL-05: Unknown actions allowed by a broad fallback.
The register supplies negative cases for the complete acceptance set. A reviewer determines affected checks from observed evidence; array position never asserts that one failure proves or disproves one criterion.
The producer can explain what it attempted, but the human approver evaluates the evidence. If the artifact changes, its prior verdict expires. This is especially important for a pre-action evidence and authority gate for agent tool use, where a plausible narrative can hide a stale configuration, an untested negative case, or an authority mismatch.
Failure and recovery drills
A useful Agent Action Gate input contract explains what happens when its happy path breaks. These drills come from the accepted product truth record rather than a claim that every buyer has each failure. Use safe synthetic or authorized observations for a pre-action evidence and authority gate for agent tool use, and keep private credentials out of every fixture.
1. Start state inferred instead of observed.
Detect for Agent Action Gate: task owner captures a direct readback or safe fixture that makes this input contract condition observable. Its record binds source, time, method, and the current ART-20-01 fingerprint.
Contain the input contract: stop only the affected Agent Action Gate path after observing “start state inferred instead of observed”. Preserve its failed material and last verified state instead of erasing evidence or blindly repeating an external effect.
Recover and prove: apply the smallest authorized Agent Action Gate correction, then have a distinct reviewer re-evaluate the complete accepted check set. Do not select one check merely because it shares this failure's list position. If any affected input contract check cannot run, its result remains NOT_TESTED.
2. Consequence ceiling written after action selection.
Detect for Agent Action Gate: agent platform owner captures a direct readback or safe fixture that makes this input contract condition observable. Its record binds source, time, method, and the current ART-20-01 fingerprint.
Contain the input contract: stop only the affected Agent Action Gate path after observing “consequence ceiling written after action selection”. Preserve its failed material and last verified state instead of erasing evidence or blindly repeating an external effect.
Recover and prove: apply the smallest authorized Agent Action Gate correction, then have a distinct reviewer re-evaluate the complete accepted check set. Do not select one check merely because it shares this failure's list position. If any affected input contract check cannot run, its result remains NOT_TESTED.
3. Tool permission confused with business authority.
Detect for Agent Action Gate: security owner captures a direct readback or safe fixture that makes this input contract condition observable. Its record binds source, time, method, and the current ART-20-01 fingerprint.
Contain the input contract: stop only the affected Agent Action Gate path after observing “tool permission confused with business authority”. Preserve its failed material and last verified state instead of erasing evidence or blindly repeating an external effect.
Recover and prove: apply the smallest authorized Agent Action Gate correction, then have a distinct reviewer re-evaluate the complete accepted check set. Do not select one check merely because it shares this failure's list position. If any affected input contract check cannot run, its result remains NOT_TESTED.
4. Done evidence defined as the agent's own confidence.
Detect for Agent Action Gate: tool owner captures a direct readback or safe fixture that makes this input contract condition observable. Its record binds source, time, method, and the current ART-20-01 fingerprint.
Contain the input contract: stop only the affected Agent Action Gate path after observing “done evidence defined as the agent's own confidence”. Preserve its failed material and last verified state instead of erasing evidence or blindly repeating an external effect.
Recover and prove: apply the smallest authorized Agent Action Gate correction, then have a distinct reviewer re-evaluate the complete accepted check set. Do not select one check merely because it shares this failure's list position. If any affected input contract check cannot run, its result remains NOT_TESTED.
5. Unknown actions allowed by a broad fallback.
Detect for Agent Action Gate: human approver captures a direct readback or safe fixture that makes this input contract condition observable. Its record binds source, time, method, and the current ART-20-01 fingerprint.
Contain the input contract: stop only the affected Agent Action Gate path after observing “unknown actions allowed by a broad fallback”. Preserve its failed material and last verified state instead of erasing evidence or blindly repeating an external effect.
Recover and prove: apply the smallest authorized Agent Action Gate correction, then have a distinct reviewer re-evaluate the complete accepted check set. Do not select one check merely because it shares this failure's list position. If any affected input contract check cannot run, its result remains NOT_TESTED.
Ownership and handoff
| Role | Owned decision | Separation rule |
|---|---|---|
| task owner | owns the request boundary and confirms the intended consequence | May not approve evidence it produced when independent review is required |
| agent platform owner | owns the bounded implementation surface and action receipt | May not approve evidence it produced when independent review is required |
| security owner | owns source material, freshness, and the claim-to-evidence map | May not approve evidence it produced when independent review is required |
| tool owner | owns release readiness, rollback, and destination verification | May not approve evidence it produced when independent review is required |
| human approver | owns the human approval or escalation decision | May not approve evidence it produced when independent review is required |
For this Agent Action Gate input contract, the adjudication role is human approver. That role judges frozen acceptance evidence for a pre-action evidence and authority gate for agent tool use without becoming the product owner, legal adviser, security authority, or buyer. Its handoff retains open gaps, failed evidence, changed hashes, and the next action permitted for ART-20-01.
Evidence and acceptance
Use these product-specific statements as candidate acceptance checks:
- All required fields exist before tool selection.
- Authority and consequence checks fail closed.
- Synthetic unauthorized actions are denied.
- Done evidence is externally observable.
- Exceptions route to a named human decision.
For every Agent Action Gate input contract check, retain the tested object, environment or source, observation time, method, expected result, actual result, verifier identity, and artifact hash. In this ART-20-01 record, label a direct readback OBSERVED, a reproducible transformation COMPUTED, and an interpretation JUDGMENT; never merge those states into one confident claim.
The research packet observed 5 impressions across adjacent site queries such as “artificial intelligence can include all of the following except”, “recording which ai agent performed an action and which 'human' authorized the original task.”, “agent tool calling”, and “ai tool approval process” for the exact Search Console property https://sincllm.com/ during 2026-06-02/2026-08-30. Those observations help locate an existing audience vocabulary. They are not search-volume estimates, do not prove demand for this exact page, and do not predict clicks or rankings.
The product boundary remains controlling: A pre-action gate complements application authorization, sandboxing, monitoring, and human approval. It is not a complete security control.
Implementation checklist
- The input contract names the distinct reader job: Define the minimum input record and deterministic rejection rules before a pre-action evidence and authority gate for agent tool use begins.
- The input boundary is explicit: the agent codebase, environment configuration, authority policy, and synthetic normal and failure cases.
- The intended deliverable is explicit: a deployed pre-action gate verified in the buyer's environment.
- Every required acceptance check has current evidence or an honest NOT_TESTED status.
- At least one negative fixture covers start state inferred instead of observed.
- The human approver is distinct from the artifact producer.
- Rollback or reopen conditions are written before consequential action.
- No ranking, traffic, conversion, compliance, certification, or buyer-outcome guarantee was added.
When this Agent Action Gate input contract has a failed item, repair that named item and rerun its dependent checks. Keep the frozen threshold intact; the remaining checks cannot establish that the failed ART-20-01 condition probably holds.
Sources and claim boundaries
- sincLLM product catalog — used only for product capability and boundary.
- NIST AI RMF resource — used only for general procedure and control guidance.
- OWASP GenAI guidance — used only for general procedure and control guidance.
For ART-20-01, the sincLLM catalog supplies the Agent Action Gate product description. Its third-party references support only the general input contract procedure each source addresses. None proves a buyer-specific outcome from Agent Action Gate or turns this page into a ranking, citation, or AI-answer guarantee.
Keep the Agent Action Gate next step bounded
Review the catalog for this input contract, its required inputs, and its limits. Test any buyer-specific outcome from Agent Action Gate in the buyer's environment instead of assuming it from the guide.
Explore the sincLLM product catalog